5307 West Highway 290
Building 2 Suite 1
ADVISORY BASED SERVICES
FINANCIAL PLANNING & PORTFOLIO ANALYSIS
PERSONLIZED FINANCIAL PLAN
IN-DEPTH ANALYSIS OF SOME OR ALL OF THE FOLLOWING:
FINANICAL PLANNING ACTION STEPS:
DISCOVERY SESSION (45 MINUTES)
STRATEGY & SOLUTIONS MEETINGS (WITH CLIENT AND TEAM MEMBERS)
ACTION AND REVIEW SESSIONS
ADVICED BASED RELATIONSHIP SERVICES:
401(K) QUALIFIED PLAN ADVISEMENT: $600 A YEAR OR % OF ASSETS IN RETIREMENT PLAN
COMMISSIONS: ON POTENTIAL LIFE PRODUCT SALES, HEALTH INSURANCE, LONG-TERM CARE, ANNUITIES, DISABILITY AND COLLEGE FUNDING
ADVISORY FEES: MAY VARY BASED ON HOUSEHOLD
UP TO $500,000 1.35%
NEXT $500,000 1.00%
NEXT $1,500,000 0.90%
NEXT $2,500,000 0.80%
ABOVE $5,000,000 0.50%
All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.
Asset allocation cannot eliminate the risk of fluctuating prices and uncertain returns.
For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Advisor Networks LLC nor any of its representatives may give legal or tax advice.